Information Sharing Authorization

Before you continue

AssetMark supports advisors across every stage of an M&A or succession transaction — including, where applicable, related financing. To do that effectively, we will need to gather and confidentially share information about you and your business with prospective transaction counterparties and, where relevant, with lenders or financing partners. The summary below outlines what that means and what you are authorizing by proceeding.

Sensitive information notice

This process may involve sharing sensitive financial and personal information — including tax returns, financial statements, credit information, and your Social Security number — with transaction counterparties and, where applicable, lenders for evaluation.

Confidential by design

Your information is held in strict confidence. Nothing is shared with a counterparty or financing partner until mutual protections are in place — and your AssetMark Ascent specialist will keep you informed at every step.

What we may share

✓Personal & contact information
✓Business and financial details
✓Tax returns and financial statements
✓Credit and asset information

Who will see it

✓AssetMark
✓Prospective transaction counterparties
✓Prospective lenders & financing partners

Sharing only happens once mutual protections are in place. Where financing is involved, AssetMark works with Community Capital, our financing technology partner.

Important to know

✓This does not guarantee any transaction outcome
✓AssetMark is not a broker, lender, or guarantor
✓Counterparties and lenders make their own decisions

Your information

We'll use this to verify your identity and stay in touch about your inquiry.

First name

Last name

Firm name

Email

Phone (optional)

Acknowledgment

I have read and understand how my information will be shared. I agree to the collection, use, and sharing of my information as described above and in the full Authorization & Disclosure.

Complete the form and check both boxes to continue

Processing

Securing your authorization

Just a moment while we record your acknowledgment and prepare a copy for your records.

Validating authorization
Recording your consent
Securing audit record

Authorization Received

Thank you, there

Your authorization has been securely recorded. The AssetMark Ascent team will support your transaction with strict confidentiality and keep you informed throughout.

What Happens Next

1

Confirmation email on its way

We're sending a copy of your signed authorization to your inbox, with a PDF attached for your records.

2

Your AssetMark Ascent specialist will reach out

Within one business day, your AssetMark Ascent specialist will contact you to discuss your transaction and any supporting documentation we'll need.

3

Moving your transaction forward

We engage prospective counterparties and any financing partners only after mutual protections are in place. You'll be kept informed at every step, with strict confidentiality throughout.

Reference ID: — · Recorded —

Information SharingAuthorization

Before you continue

What we may share

Who will see it

Important to know

Your information

Securing your authorization

Thank you, there

Information Sharing
Authorization